Opinions on Promoting the Legal Adviser System and the Government Lawyer and Corporate Lawyer System
2018-07-01 1065
- Area of Law: Lawyers
- Level of Authority: Group Provisions
- Date issued:06-16-2016
- Effective Date:06-16-2016
- Status: Effective
- Issuing Authority: General
Office of the Central Committee of the Communist Party of China (General
Office, CCCPC) General
Office of the State Council
The General Office of the
Central Committee of the Communist Party of China and the General Office of the
State Council Issuing the Opinions on Promoting the Legal Adviser System and
the Government Lawyer and Corporate Lawyer System
(June16, 2016)
For the purpose of implementing the spirit of the 18th National Congress of the
Communist Party of China (CPC) and the Third, Fourth, and Fifth Plenary
Sessions of the 18th CPC Central Committee, vigorously promoting legal adviser
system and government lawyer and corporate lawyer system, and allowing legal
advisers, government lawyers and corporate lawyers to fully play their role,
the following opinions are hereby offered:
I. Guiding thought, basic principles, objectives and tasks
(1) Guiding thought. By conscientiously implementing the 18th CPC National
Congress and the Third, Fourth, and Fifth Plenary Sessions of the 18th CPC Central
Committee, guided by the Deng Xiaoping Theory, the important thoughts of “Three
Represents” and the Scientific Outlook on Development, by studying and
implementing in depth the spirit of a series of important speeches delivered by
the General Secretary Xi Jinping, by unswervingly adhering to the legal path of
the socialism with Chinese characteristics, based on China's actuality, by
following the pattern of legal construction and the characteristics of legal
advisers and lawyers' work, the legal adviser system and the government lawyer
and corporate lawyer system shall be vigorously promoted so as to improve the
ability in exercise of state power by law, administration of government by law,
business by law and management by law, promote business handling according to
the law and provide legal guarantee to the coordinated development of the
strategic arrangement of “Four Comprehensives.”
(2) Basic principles. Adhering to correct political directions. The CPC
leadership shall be adhered to, and professional law talents with high
political quality, upholding CPC theories, path and policies shall be selected
for the legal adviser, government lawyer and corporate lawyer teams.
Adhering to the implementation of categorized regulation. Based on the actuality,
the legal adviser system and the government lawyer and corporate lawyer system
shall be promoted by category in CPC and government departments, the people's
groups, and state-owned enterprises and public institutions, the policy
orientation and basic requirement shall be specified, and all regions, all
departments and all entities shall be encouraged to, in comprehensive
consideration of the need of institutions, personnel and work, choose
organizational forms, work modes and management modes in conformity with
actuality, and vigorously and steadily conduct the implementation.
Adhering to the overall arrangement, connection and advancement. By focusing on
the overall development of the socialist legal affairs team, the connection
between legal advisers and government lawyers as well as corporate lawyers
shall be handled effectively, and the communication channel between government
lawyers, corporate lawyers and private lawyers, judges, as well as public
procurators shall remain unimpeded. The grandfather clause shall apply, and
upon the implementation of the unified national legal profession qualification
system, persons to act as legal advisers at CPC and government departments, the
people's groups, and state-owned enterprises and institutions shall have legal
profession qualification or lawyer qualification.
(3) Objectives and tasks. Prior to the end of 2017, all departments and
commissions of the CPC Central Committee and the state authorities, and local
CPC and government departments at and above the county levels shall universally
establish positions of legal advisers and government lawyers, the township CPC
committees and governments shall, based on their need, establish positions of
legal advisers and government lawyers, state-owned enterprises shall advance in
depth the legal adviser and corporate lawyer systems, and public institutions
shall research and establish a legal adviser system, so that by 2020 the legal
adviser, government lawyer and corporate lawyer systems with Chinese
characteristics, suitable for the need of social and economic development and
legal services shall be comprehensively established.
II. Establishing and improving the legal adviser and government lawyer systems
of the CPC and government departments
(4) Vigorously promoting the legal adviser system in the CPC and government
departments, and establishing a legal adviser team mainly consisting of
personnel of CPC's regulations institutions and government legal institutions,
and including law experts and lawyers.
Functionaries engaging in legal affairs within CPC and government departments,
and law experts and lawyers externally employed by those departments, may act
as legal advisers. The regulations affairs institutions within CPC and the
government legal institutions shall play the role as legal advisers in the name
of collectives.
(5) Where a person acts as a legal adviser at the CPC or government department,
but has not obtained any legal profession qualification or lawyer
qualification, he may continue performing the duties as a legal adviser. Upon
the implementation of the unified national legal profession qualification
system, persons planning to act as legal advisers at CPC and government
departments shall have legal profession qualification or lawyer qualification.
(6) The local CPC committees and governments at or above the county level, and
departments with relatively more legal affairs, shall assign full-time
personnel suitable for work tasks to act as legal advisers; local CPC
committees and government departments at or above the county level with
relatively fewer legal affairs may assign part-time personnel to perform the
duties of legal advisers. The township CPC committees and governments may,
based on the need of their work, assign full-time or part-time personnel to
perform the duties of legal advisers.
(7) The legal advisers of CPC and government departments shall perform the
following duties:
i. offering legal opinions on significant decision making and significant
administrative acts;
ii. participating in the drafting and argumentation of draft laws, regulations
and rules, draft CPC regulations and regulatory documents to be submitted for
review;
iii. participating in the negotiation of cooperation programs, and assisting in
drafting or amending important legal instruments or significant contracts with
any CPC or government department as one party;
iv. providing legal services for the handling of cases involving laws or
lawsuits, public complaint cases and significant emergencies;
v. participating in the handling of administrative reconsideration, lawsuit,
arbitration, and other legal affairs; and
vi. other duties prescribed by CPC and government departments the legal adviser
work with.
(8) A recruited legal adviser shall meet the following conditions:
i. high political quality, upholding CPC theories, path and policies, and
generally a CPC member;
ii. good professional ethics and sense of social responsibility;
iii. law expert with certain influence and experience in law teaching, law
research, law practice and other fields he engages in, or lawyer with 5 years
of law practice experience and relative better professional competence;
iv. strict observation of laws and disciplines, no record of criminal
punishment, and, in the case of a lawyer to be employed as a legal adviser, no
record of administrative punishment by the administrative department of justice
or trade penalty by lawyers' association; and
v. other requirements prescribed by the employer.
(9) An externally employed legal adviser shall be selected by open, fair and
impartial means. The employed legal adviser shall be granted a letter of
appointment by the employer.
(10) An externally employed legal adviser shall, during his office, have the
following rights:
i. offering legal opinions based on facts and laws;
ii. acquiring information, documents, files and other necessary working
conditions relating to his performance of duties;
iii. acquiring job remuneration and benefits as agreed on; and
iv. other rights as agreed on with the employer.
(11) An externally employed legal adviser shall, during his office, undertake
the following obligations:
i. observing confidentiality rules, no leakage of CPC and state secrets, work
secrets, business secrets or other information which shall not be disclosed,
and no disclosure of the job details he undertakes without authorization;
ii. no use of undisclosed information obtained during his office or convenient
conditions for personal gain, or the gain of the entity he works with or
others;
iii. no engagement in business activities with the identity as a legal adviser,
or other activities irrelevant to the duties as a legal adviser;
iv. no handling of legal affairs conflicting with the interests of his employer
by accepting the entrustment of any other party, and if a legal adviser has an
interest relationship with the business he undertakes which may possibly affect
his impartial performance of duties, he shall avoid being present; and
v. other obligations as agreed on with the employer.
(12) The municipal, county and township CPC committees and governments at the
same level may jointly externally employ legal advisers to provide services to
the CPC and government departments; the CPC committees and governments may
respectively, uniformly and externally employ legal advisers to provide
services to CPC committees and governments and their working departments.
(13) CPC and government departments at all levels may, under these Opinions,
establish the positions of government lawyers. “Government lawyer” means a
public officer of any CPC or government department who has obtained government
lawyer license under the provisions of (25) and (26) of these Opinions.
(14) A government lawyer shall perform the duties assumed by the legal adviser
of the CPC or government department, and may, as authorized by the entity he
works with, represent the entity he works with to engage in lawyer's legal
services. A government lawyer shall, during practicing law, have law practice
rights in meeting, consulting case files, investigating and taking evidence,
questioning, cross-examination, debate, and other aspects as provided by the Lawyers Law, etc. and other rights as
provided by the Lawyers Law.
(15) No government lawyer shall engage in paid legal services, assume any
concurrent job at law firms or other legal service institutions, or, as a
lawyer, handle any litigation or non-litigation legal affairs irrelevant to the
entity he works with.
(16) Where any legal adviser or government lawyer of a CPC or government
department neglects his duty or engages in malpractice for personal benefits,
he shall be handled in accordance with the law and disciplines; in the case of
an externally employed legal adviser, he shall be dismissed, which shall be
included into the legal adviser job archive and personal credit archive, which
the lawyers' association and the entity he works with shall be notified, and he
shall be held for accountability in accordance with the law.
III. Establishing and improving a national state-owned enterprise legal adviser
and corporate lawyer system
(17) At the wholly state-owned or state-controlled enterprises (hereinafter
referred to as “state-owned enterprises”) in industry, commerce, finance,
culture, or other sectors, employees specially engaging in enterprise legal
affairs and lawyers externally employed by such enterprises may act as legal
advisers.
Any person who acts as a legal adviser at state-owned enterprises, but has not
obtained any legal profession qualification or lawyer's qualification may
continue performing the duties as a legal adviser. Upon the implementation of
the unified national legal profession qualification system, employees or other
externally employed persons planning to work as legal advisers at state-owned
enterprises shall have legal profession qualification or lawyer qualification,
except where acting legal advisers of other state-owned enterprises are
employed. If it is difficult for the minority state-owned enterprises in
isolated and remote areas to recruit legal advisers with legal profession
qualification or lawyer qualification, the existing practice of recruiting
legal advisers may remain in force.
Assistants to legal advisers is not required to have legal profession
qualification or lawyer qualification.
State-owned enterprises shall externally employ legal advisers by reference to
the provisions of (8), (9), (10) and (11) of these Opinions.
(18) State-owned enterprises may, based on the enterprise size and business
need, establish legal affairs institutions or assign or employ a certain number
of legal advisers.
Medium- and large-scale enterprises may establish the position of chief legal
adviser and allow the chief legal adviser to play his controlling role in the
legal review of business management, so as to advance the lawful operation and
regulatory compliance management of enterprises.
(19) A legal adviser of a state-owned enterprise shall perform the following
duties:
i. participating in the formulation of the articles of association, and the
operation rules of the board of directors;
ii. legally reviewing the significant business decision making, rules and
systems, and contracts of enterprises;
iii. offering legal opinions on the restructuring, merger and acquisition,
listing, transfer of property right, bankruptcy and reorganization,
reconciliation, liquidation, and other significant matters of enterprises;
iv. Organizing and conducting regulatory compliance management, risk management,
intellectual property management, externally employed lawyer management, legal
publicity, education and training, and legal consultation;
v. Organizing and handling lawsuits, and arbitration cases; and
vi. other duties prescribed by the enterprise the legal advisers work with.
(20) Legal advisers shall be responsible for the supervision of the legal and
regulatory compliance of the business and management of enterprises, and shall
offer opinions on the acts of enterprises in violations of laws and
regulations, and urge enterprises to make rectification. If a legal adviser is
aware of the act of the enterprise in violations of laws and regulations, but
fails to give a warning or stop that act, he shall assume corresponding
responsibility.
(21) State-owned enterprises shall establish the position of corporate lawyer
based on need. “Corporate lawyer” means an employee who has concluded a labor
contract with an enterprise, and has obtained corporate lawyer license under
the provisions of (25) and (26) of these Opinions.
(22) A corporate lawyer shall perform the duties undertaken by the legal
adviser of the state-owned enterprise, and may, as authorized by the entity he
works with, represent the entity he works with to engage in lawyer's legal
services. A corporate lawyer shall, during practicing law, have law practice
rights in meeting, consulting case files, investigating and taking evidence,
questioning, cross-examination, debate, and other aspects as provided by the Lawyers Law, etc. and other rights as
provided by the Lawyers Law.
(23) No corporate lawyer shall engage in paid legal services, assume any
concurrent job at law firms or other legal service institutions, or, as a
lawyer, handle any litigation or non-litigation legal affairs irrelevant to the
entity he works with.
IV. Improving administrative systems
(24) The CPC's regulations institutions, the government legal institutions and
the legal affairs departments of state-owned enterprises shall respectively
assume the duties of the general office of their legal advisers, and shall be
responsible for the routine business management of their legal advisers,
government lawyers or corporate lawyers, assist and organize human resources
departments to select, recruit, train, appraise, and punish or reward legal
advisers, government lawyers or corporate lawyers, and assess the employees or
functionaries who have applied for a government lawyer or corporate lawyer license,
etc.
(25) Where a person specially engages in legal affairs or acts as a legal
adviser at a CPC or government department, or acts as a legal adviser of a
state-owned enterprise, and has legal profession qualification or lawyer
qualification, upon the consent of the entity he works with, he may apply to
the administrative department of justice for the issuance of government lawyer
or corporate lawyer license. If, upon assessment, the applicant is qualified
for legal profession or to be a lawyer, the administrative department of
justice shall grant him a government lawyer or corporate lawyer license.
(26) In respect of a person who has acted as a legal adviser prior to the
implementation of the unified national legal profession qualification system
but has not obtained legal profession qualification or lawyer qualification, if
he meets the following conditions, and passes the appraisal of the
administrative department of justice of the State Council, the administrative
department of justice of the State Council shall grant him a government lawyer
or corporate lawyer license:
i. acting as a legal adviser at a CPC or government department, or at a
state-owned enterprise at least 15 years;
ii. possessing undergraduate education in law at universities or colleges with
a bachelor's degree or above, or undergraduate education or above not in law at
universities or colleges but with a degree of juris master , master of law, or
any other correspondin degree; and
iii. a senior professional title or an equivalent professional title.
(27) If a government lawyer or a corporate lawyer leaves his former entity, he
may apply to become a private lawyer, and his term as a government lawyer or a
corporate lawyer shall be calculated as the term of practice as a private lawyer.
If any person acts as a government lawyer or corporate lawyer according to (26)
of these Opinions but applies to become a private lawyer, he shall conform to
the relevant provisions of the unified national legal profession qualification
system. If a government lawyer or corporate lawyer is selected as a judge or
public procurator according to the relevant procedures, at the determination of
his rank as a judge or a public procurator, consideration shall be given to the
term and experience of his engagement in the work as a government lawyer or a
corporate lawyer.
(28) The lawyers' association shall undertake the business exchange and
guidance for government lawyers and corporate lawyers, protection of lawyers'
rights and interests, self-regulation, and other work.
V. Strengthening organization and leadership
(29) The main persons in charge of CPC or government departments shall be the
first responsible persons to advance legal construction, and shall
conscientiously ensure the implementation of the legal adviser, government
lawyer and corporate lawyer systems in their respective entities, departments
or regions.
(30) The CPC and government departments shall give full play of the role of
legal advisers and government lawyers according to the following requirements:
i. they shall, prior to the discussion and decision making on significant
matters, hear the legal opinions of legal advisers or government lawyers;
ii. if they draft and argue about the relevant draft laws, regulations and
rules, draft CPC regulations, and regulatory documents to be submitted for
review, they shall request legal advisers or government lawyers to participate,
or hear their legal opinions;
iii. in respect of a matter on which the opinions of legal advisers or
government lawyers failed to be heard but should have been heard according to
the relevant provisions, or which legal advisers or government lawyers deem not
to be in conformity with laws and regulations, it shall not be submitted for
discussion or no decision on it shall be made.
If a major loss or serious bad impact is caused by the fact that the opinions
of legal advisers or government lawyers which should have been heard failed to
be heard, that the request which should have been made for legal advisers or
government lawyers to participate failed to be made, or that the opinions of
legal advisers or government lawyers which should have been adopted failed to
be adopted, the main persons in charge of the CPC or government departments,
other responsible leaders, and relevant responsible persons shall be held
accountable in accordance with the laws and regulations.
(31) State-owned enterprises shall give full play of the role of legal advisers
and corporate lawyers according to the following requirements:
i. they shall, prior to the discussion and decision making on significant
matters as to the business and management of enterprises, hear the legal
opinions of legal advisers or government lawyers;
ii. they shall, when drafting articles of association, the operation rules of
the board of directors, etc. request legal advisers or corporate lawyers to
participate, or hear their legal opinions;
iii. in respect of a matter on which the opinions of legal advisers or
corporate lawyers failed to be heard but should have been heard according to
the relevant provisions, or which legal advisers or corporate lawyers deem not
in conformity with laws and regulations, it shall not be submitted for
discussion or no decision on it shall be made.
If a major loss or serious bad impact is caused by the fact that the opinions
of legal advisers or corporate lawyers which should have been heard failed to
be heard, that the request which should have been made for legal advisers or
corporate lawyers to conduct legal review failed to be made, or that the
opinions of legal advisers or corporate lawyers which should have been adopted
failed to be adopted, the main persons in charge of state-owned enterprises,
other responsible leaders, and relevant responsible persons shall be held
accountable in accordance with the laws and regulations.
(32) The CPC and government departments at all levels shall include the work on
legal advisers, government lawyers and corporate lawyers into the appraisal of
the target-oriented responsibility system of CPC and government departments,
and state-owned enterprises. The development of legal adviser, government
lawyer and corporate lawyer teams shall be promoted, and the working mechanisms
and the measures for the administration of routine management, business training,
appraisal, punishment, reward, etc. shall be improved, so as to promote the
rationality and standardization of the relevant work.
(33) The CPC and government departments shall include the funds with regard to
legal advisers and government lawyers into financial budget, and by means of
government procurement or financial subsidy, based on workload and work
performance, reasonably determine the remuneration of recruited legal advisers,
so as to provide necessary guarantee for legal advisers and government lawyers
to conduct their work.
(34) The local CPC committees and the governments at and above the county
levels and the administrative competent departments of education, health, etc.
shall strengthen guidance, implement measures by category, make advancement
with priorities, encourage research, and gradually advance the development of
the legal adviser system at public institutions.
(35) The people's groups shall establish legal adviser and government lawyer
systems by reference to these Opinions.
(36) All regions and all departments may, based on actuality, formulate
specific measures according to these Opinions.