The scope of legal services provided by Shanghai Nuo Di Law Firm in the securities and capital markets

 2018-09-06  1011


What is the scope of legal services provided by Shanghai Nuo Di Law Firm in the securities and capital markets?

1. IPO and listing of stocks on the main board, small and medium-sized board, and growth enterprise board;

2. The reform of shareholding system of state-owned enterprises, the transformation of public institutions and the overall change of limited liability companies into joint stock limited companies are carried out for the purpose of listing;

3. Refinancing of listed companies (share placement, public offering, non-public offering, warrants, convertible bonds, structured finance products);

4. Takeover of listed companies;

5. Hostile takeover and defense of listed companies;

6. Major assets reorganization of listed companies;



7. Private placement of Listed companies to buy assets;

8. Design of Equity incentive plan and employee stock ownership plan of listed companies;

9. Management buy-outs of listed companies;

10. Listed companies delisted, bankruptcy reorganization;

11. Red-chip structure domestic listing;

12. Margin trading;

13. Trade in bulk of tradable shares;

14. Equity pledge of listed company;

15. Disposal of state-owned shares of listed companies;

16. Governance and compliance of listed companies;


17. Stock index futures and futures derivatives;

18. Over the counter trading market (e.g. the new third board market) equity shares or equity certificates are listed for trading;

19. Issuance of various types of bonds (including corporate bonds, corporate bonds, financial bonds, financing instruments of non-financial enterprises, exchangeable bonds, etc.);

20. Private equity and investment funds;

21. Asset securitization;

22. Enterprises in China directly issue shares on main board or the growth enterprise market of the Stock Exchange of Hong Kong (H shares) and undertake IPO/placement of shares/issuance of equity depositary receipts and listing of overseas foreign companies with domestic interests involved on the New York Stock Exchange, the NASDAQ Stock Exchange, the Toronto Stock Exchange, the American Stock Exchange, Main Board and GEM of the Stock Exchange of Hong Kong, Singapore Stock Exchange, Taiwan Stock Exchange, the Tokyo Stock Exchange, the Australian Stock Exchange, the London Stock Exchange, AIMS Market, Euronext (" red chips listing "or" the red-chip depositary receipts  listing");


23. Reverse merger, leverage merger, reorganization, backdoor of overseas listed companies;

24. Refinancing of overseas listed companies (stock listing, private placement, convertible bond issuance, etc.);

25. Overseas listed companies acquire domestic or overseas assets.